| 1. The rules in COLL can be waived by the FCA under sections 138A and 138B, 250 or 261L of the Act (Modification or waiver of rules) or regulation 7 of the OEIC Regulations (Modification or waiver of FCA rules), except COLL 3.2.8R (UCITS obligations) and COLL 6.9.9R (Restrictions of business for UCITS management companies). |
You are viewing COLL Sch 6 Rules that can be waived as of . COLL Sch 6 Rules that can be waived was last updated on 01/01/2021.
COLL Sch 6 Rules that can be waived
01/07/2013G