Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

COLL Sch 6 Rules that can be waived

COLL Sch 6.1G

1. The rules in COLL can be waived by the FCA under sections 138A and 138B, 250 or 261L2 of the Act (Modification or waiver of rules) or regulation 7 of the OEIC Regulations (Modification or waiver of FCA rules), except COLL 3.2.8R (UCITS obligations) and COLL 6.9.9R2 (Restrictions of business for UCITS management companies).

COLL Sch 6.2G