| The table below sets out the rules in COLL contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention. | |
| If a Yes appears in the column headed For private person, the rule may be actionable by a private person under section 138D unless a Yes appears in the column headed Removed. A Yes in the column headed Removed indicates that the FCA has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given. | |
| In accordance with The Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001 (SI 2001/2256), a private person is: | |
| (1) | any individual, except when acting in the course of carrying on a regulated activity; and |
| (2) | any person who is not an individual, except when acting in the course of carrying on business of any kind; |
| but does not include a government, a local authority or an international organisation. | |
| The column headed For other person indicates whether the rule is actionable by a person other than a private person, in accordance with those Regulations. If so, an indication of the type of person by whom the rule is actionable is given. | |
You are viewing COLL Sch 5 Rights of action for damages as of . COLL Sch 5 Rights of action for damages was last updated on 01/04/2013.
COLL Sch 5 Rights of action for damages
01/04/2013G
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