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COLL Sch 3 Fees and other required payments

COLL Sch 3.1G


The aim of the guidance in the following table is to give the reader a quick over all view of the relevant requirements for paying fees.


It is not a complete statement of those requirements and should not be relied on as if it were.

COLL Sch 3.2G

Type of fee

Trigger event

Date/Time for payment

Amount/ rate

Handbook reference

Periodic fee


On or before 30 April in each year, or 30 days after the scheme is recognised or the scheme's authorisation order is made

See COLL 10 Annex 1

COLL 10.2

Application/notification fee

See COLL 10 Annex 2

On or before making the relevant application or notification

See COLL 10

COLL 10.3

Conversion fee

See COLL Transitional Provision 10

On making the relevant notification

£400 for an individual scheme; £800 for an umbrella

COLL Transitional Provision 10