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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2005-03-01

COLL Sch 3 Fees and other required payments

COLL Sch 3.1G

1.

The aim of the guidance in the following table is to give the reader a quick over all view of the relevant requirements for paying fees.

2.

It is not a complete statement of those requirements and should not be relied on as if it were.

COLL Sch 3.2G

Type of fee

Trigger event

Date/Time for payment

Amount/ rate

Handbook reference

Periodic fee

-

On or before 30 April in each year, or 30 days after the scheme is recognised or the scheme's authorisation order is made

See COLL 10 Annex 1

COLL 10.2

Application/notification fee

See COLL 10 Annex 2

On or before making the relevant application or notification

See COLL 10

COLL 10.3

Conversion fee

See COLL Transitional Provision 10

On making the relevant notification

£400 for an individual scheme; £800 for an umbrella

COLL Transitional Provision 10