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Status: You are viewing the version of the handbook as on 2016-06-30.

COLL 9.1 Application and general information

Application

COLL 9.1.1RRP

This chapter applies to operators of recognised schemes and to operators of schemes making a notification in respect of them under Chapter V of Part XVII of the Act (Recognised overseas schemes).

Purpose

COLL 9.1.2GRP

This chapter enables potential operators of recognised schemes to know what information and documents the FCA wish to receive to enable it to consider whether to recognise the scheme under the Act for marketing in the United Kingdom.

General information

COLL 9.1.3GRP

Further information about notifications for recognition is contained in COLLG.