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COLL 4.2 - Rule-making and Amending Instruments

FCA 2019/90: Non-UCITS Retail Schemes Investing in Illiquid Assets Instrument 2019

Chapter: Glossary, COBS, COLL

Effective Date: 30th September 2019
FCA 2019/6: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2019

Chapter: Glossary, COBS, COLL

Effective Date: 4th February 2019
FCA 2018/37: Money Market Funds Regulation Instrument 2018

Chapter: Glossary, FEES, COLL

Effective Date: 11th July 2018
FCA 2018/17: Collective Investment Schemes Sourcebook (Miscellaneous Amendments) Instrument 2018

Chapter: COLL

Effective Date: 5th April 2018
FCA 2016/59: Disclosure Documents (Amendment No 2) Instrument 2016

Chapter: MCOB, GEN, COBS, ICOBS, COLL

Effective Date: 27th September 2016
FCA 2016/66: Collective Investment Schemes Sourcebook (Amendment No 9) Instrument 2016

Chapter: Glossary, COLL, FUND

Effective Date: 23rd September 2016
FCA 2016/65: Investment Funds (Securities Financing Transactions) Instrument 2016

Chapter: Glossary, FUND, COLL

Effective Date: 23rd September 2016
FCA 2016/48: Handbook Administration (No 42) Instrument 2016

Chapter: Glossary, MAR, SUP, DISP, SYSC, MIPRU, BIPRU, DEPP, FUND, COBS, FEES, MCOB, COLL

Effective Date: 29th July 2016
FCA 2016/4: UCITS V Directive Instrument 2016

Chapter: Glossary, IPRU-INV, SUP, CASS, SYSC, COLL, FUND

Effective Date: 3rd February 2016
FCA 2014/43: Collective Investment Schemes Sourcebook (Exchange Traded Funds) Instrument 2014

Chapter: COLL

Effective Date: 26th June 2014
FCA 2014/14: Alternative Investment Fund Managers Directive (Consequential Amendments) Instrument 2014

Chapter: Glossary, SYSC, COND, GEN, FEES, COBS, SUP, DEPP, COMP, COLL, LR, EMPS, OMPS, SERV, EG, PERG

Effective Date: 27th February 2014
FCA 2013/57: Collective Investment Schemes Sourcebook (Amendment No 8) Instrument 2013

Chapter: SYSC, COLL

Effective Date: 25th July 2013
FCA 2013/50: Authorised Contractual Schemes (Handbook Amendments) Instrument 2013

Chapter: PRIN, SYSC, TC, GEN, FEES, UPRU, IPRU-FSOC, IPRU-INV, COBS, ICOBS, MCOB, BCOBS, CASS, MAR, SUP, DEPP, DISP, COMP, COLL, PROF, LR, PR, DTR, EG, PERG

Effective Date: 27th June 2013
FCA 2013/40: FCA Handbook Designation (Correction) Instrument 2013

Chapter: BIPRU, PRIN, IPRU-INS, IPRU-FSOC, FEES, COBS, SUP, COLL, BSOG, PR, DTR, FC, PERG

Effective Date: 25th April 2013
FSA 2012/44: Handbook Administration (No 27) Instrument 2012

Chapter: Glossary, ICOBS, MCOB, SUP, COMP, COLL, LR, PR

Effective Date: 27th September 2012
FSA 2012/25: Collective Investment Schemes Sourcebook (Master-Feeder) Instrument 2012

Chapter: Glossary, COBS, COLL

Effective Date: 26th April 2012
FSA 2011/76: Collective Investment Schemes Sourcebook (ICVC Sub-funds) Instrument 2011

Chapter: Glossary, COLL

Effective Date: 21st December 2011
FSA 2011/39: UCITS IV Directive Instrument 2011

Chapter: Glossary, SYSC, GEN, GENPRU, UPRU, COBS, SUP, DEPP, DISP, COMP, COLL, RCB, DTR, PERG

Effective Date: 1st July 2011
FSA 2011/38: Money Market Funds Instrument 2011

Chapter: Glossary, COBS, COLL

Effective Date: 23rd June 2011
FSA 2010/40: Handbook Administration (No 19) Instrument 2010

Chapter: Glossary, SYSC, COND, FIT, GEN, GENPRU, BIPRU, MCOB, SUP, DISP, COLL, LR, PERG

Effective Date: 23rd September 2010

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