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Status: You are viewing the version of the handbook as on 2018-07-02.

COCON 2.2 1Senior manager conduct rules

COCON 2.2.1RRP

SC1: You must take reasonable steps to ensure that the business of the firm for which you are responsible is controlled effectively.

COCON 2.2.2RRP

SC2: You must take reasonable steps to ensure that the business of the firm for which you are responsible complies with the relevant requirements and standards of the regulatory system.

COCON 2.2.3RRP

SC3: You must take reasonable steps to ensure that any delegation of your responsibilities is to an appropriate person and that you oversee the discharge of the delegated responsibility effectively.

COCON 2.2.4RRP

SC4: You must disclose appropriately any information of which the FCA or PRA would reasonably expect notice.