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COCON 2.2 1Senior manager conduct rules

COCON 2.2.1R

SC1: You must take reasonable steps to ensure that the business of the firm for which you are responsible is controlled effectively.

COCON 2.2.2R

SC2: You must take reasonable steps to ensure that the business of the firm for which you are responsible complies with the relevant requirements and standards of the regulatory system.

COCON 2.2.3R

SC3: You must take reasonable steps to ensure that any delegation of your responsibilities is to an appropriate person and that you oversee the discharge of the delegated responsibility effectively.

COCON 2.2.4R

SC4: You must disclose appropriately any information of which the FCA or PRA would reasonably expect notice.