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Status: You are viewing the version of the handbook as on 2009-03-31.

COBS 4.4 Compensation information

COBS 4.4.1RRP

A firm must ensure that any reference in advertising to an investor compensation scheme established under the Investor Compensation Directive is limited to a factual reference to the scheme.

[Note: article 10(3) of the Investor Compensation Directive]

COBS 4.4.2G

The Credit Institutions (Protection of Deposits) Regulations 1995 may also apply in relation to a communication with a client.