COBS 4.12 - Rule-making and Amending Instruments

• FCA 2022/33: Financial Promotions and High-Risk Investments Instrument 2022

  Chapter: Glossary, LR, GEN, COBS, BCOBS, CREDS, COLL, PERG

  Effective Date: 1st August 2022

• FCA 2021/41: Long-Term Asset Fund Instrument 2021

  Chapter: Glossary, FEES, COBS, COLL, SYSC

  Effective Date: 25th October 2021

• FCA 2020/74: Conduct of Business (Speculative Illiquid Securities) Instrument 2020

  Chapter: Glossary, COBS

  Effective Date: 10th December 2020

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2016/37: Handbook Administration (No 41) Instrument 2016

  Chapter: Glossary, MAR, DTR, IPRU-INV, SUP, FEES, COMP, SYSC, COBS, IFPRU, CASS, COLL, EG

  Effective Date: 27th May 2016

• FCA 2016/30: Conduct of Business (Pensions Supplementary Rules) Instrument 2016

  Chapter: Glossary, COBS, CONC

  Effective Date: 25th April 2016

• FCA 2015/29: Product Intervention (Contingent Convertible Instruments and Mutual Society Shares) Instrument 2015

  Chapter: Glossary, COBS

  Effective Date: 12th June 2015

• FCA 2013/73: Handbook Administration (No 32) Instrument 2013

  Chapter: Glossary, PRIN, SYSC, GEN, COBS, MCOB, SUP, COLL, CONC, CREDS, PROF, PERG

  Effective Date: 12th December 2013

• FCA 2013/61: Handbook Administration (No 31) Instrument 2013

  Chapter: Glossary, SYSC, FEES, IPRU-INV, COBS, MCOB, CASS, SUP, DISP, COMP, COLL, CONC, FUND, LR, PR, BSOG

  Effective Date: 26th September 2013

• FCA 2013/51: Alternative Investment Fund Managers Directive Instrument 2013

  Chapter: PRIN, SYSC, GEN, FEES, GENPRU, BIPRU, UPRU, IPRU-INV, COBS, CASS, SUP, DISP, COMP, FUND, PERG

  Effective Date: 27th June 2013

• FCA 2013/46: Unregulated Collective Investments Schemes and Close Substitutes Instrument 2013

  Chapter: COBS, COLL, PERG

  Effective Date: 3rd June 2013

• FSA 2012/31: Handbook Administration (No 26) Instrument 2012

  Chapter: Glossary, PRIN, COND, FIT, GEN, FEES, IPRU-INV, COBS, MCOB, BCOBS, CASS, MAR, SUP, COMP, COLL, REC, LR, PR

  Effective Date: 28th June 2012

• FSA 2007/58: MiFID (Deferred Matters and Consequential Amendments) Instrument 2007

  Chapter: COMP, Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, INSPRU, IPRU-INS, IPRU-INV, COBS, ICOB, MCOB, CASS, MAR, TC, SUP, COLL, CRED, ELM, PROF, LR, PR, PERG

  Effective Date: 25th October 2007