COBS 3.8 - Rule-making and Amending Instruments

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FCA 2015/28: Pension Transfers and Conversions Instrument 2015

  Chapter: Glossary, COBS, SUP, DISP, PERG

  Effective Date: 8th June 2015

• FOS 2015/4: Pension Transfers and Conversions Instrument 2015

  Chapter: Glossary, COBS, SUP, DISP, PERG

  Effective Date: 3rd June 2015

• FSA 2005/46: Simplified Prospectus (Amendment) Instrument 2005

  Chapter: Glossary, COB

  Effective Date: 15th September 2005

• FSA 2005/37: Listing and Prospectus rules (Consequential Amendments) Instrument 2005

  Chapter: Glossary, IPRU-BSOC, IPRU-FSOC, IPRU-INS, IPRU-INV, COB, ICOB, MCOB, MAR, AUTH, SUP, ENF, DEC, CIS, CRED, ELM, REC, LR, PR, DTR

  Effective Date: 16th June 2005

• FSA 2005/23: Simplified Prospectus Instrument 2005

  Chapter: Glossary, COB, CIS, COLL, ECO

  Effective Date: 21st April 2005

• FSA 2004/89: Depolarisation Instrument 2004

  Chapter: GEN, COB, ICOB, MCOB, CASS, TC, AUTH, SUP, DISP, CRED, PROF, Glossary

  Effective Date: 18th November 2004

• FSA 2004/90: Basic Advice on Stakeholder Products Instrument 2004

  Chapter: PRIN, COB, TC, AUTH, SUP, Glossary

  Effective Date: 18th November 2004

• FSA 2004/44: Long-Term Care Insurance Contracts Instrument 2004

  Chapter: COB, ICOB, TC, AUTH, Glossary

  Effective Date: 20th May 2004

• FSA 2004/45: Conduct of Business Sourcebook (Disapplication of Prospectus Rules to Authorised Funds) Instrument 2004

  Chapter: COB

  Effective Date: 20th May 2004

• FSA 2004/7: Conduct of Business Sourcebook (Consequential Amendments on Introduction of ICOB) Instrument 2004

  Chapter: COB

  Effective Date: 15th January 2004

• FSA 2004/3: Conduct of Business Sourcebook (Amendment No.15) Instrument 2004

  Chapter: COB, Glossary

  Effective Date: 15th January 2004

• FSA 2003/96: Financial Promotions (Past Performance) Instrument 2003

  Chapter: COB

  Effective Date: 18th December 2003

• FSA 2003/61: Investment Entities (Listing Rules and Conduct of Business) Instrument 2003

  Chapter: COB, Glossary, UKLA

  Effective Date: 18th September 2003

• FSA 2003/1: Statutory Status Disclosure Instrument 2003

  Chapter: AUTH, COB, CRED, ECO, GEN, Glossary, PROF

  Effective Date: 16th January 2003

• FSA 2002/67: Collective Investment Schemes (UCITS Amending Directive and Limited Issue and Guaranteed Funds) Instrument 2002

  Chapter: COB, CIS, Glossary

  Effective Date: 17th October 2002

• FSA 2002/53: Conduct of Business Sourcebook (Amendment No 8) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 19th September 2002

• FSA 2002/43: Conduct of Business Sourcebook (Amendment No 7) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 18th July 2002

• FSA 2001/58: Conduct of Business Sourcebook (Amendment No 3) Instrument 2001

  Chapter: COB

  Effective Date: 15th November 2001

• FSA 2001/31: Conduct of Business Sourcebook (Amendment) Instrument 2001

  Chapter: COB

  Effective Date: 20th September 2001