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FCA Handbook
COBS
COBS 18
COBS 18.10 UCITS qualifiers, AIFM qualifiers and s...

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COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies2

COBS 18.10.1R03/07/2016RP

1The COBS provisions in the table apply to a UCITS qualifier and a service company:

COBS	Description
4	Communications to clients, but only in relation to communicating or approving a financial promotion
5.2	E-Commerce
12.4	Research recommendations: required disclosures 3

COBS 18.10.2R22/07/2013RP

2COBS 4 and COBS 12.4 apply to an AIFM qualifier.

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