COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies2
1The COBS provisions in the table apply to a UCITS qualifier and a service company:
COBS |
Description |
4 |
Communications to clients, but only in relation to communicating or approving a financial promotion |
5.2 |
E-Commerce |
12.4 |
Investment Research recommendations: required disclosures |
2COBS 4 and COBS 12.4 apply to an AIFM qualifier.