Content Options

View Options

Status: You are viewing the version of the handbook as on 2018-07-02.

COBS 16A.1 Application

COBS 16A.1.1R

1This chapter applies to a firm in relation to its MiFID, equivalent third country or optional exemption business.

Effect of provisions marked “EU” for third country investment firms and MiFID optional exemption firms

COBS 16A.1.2R

Provisions in this chapter marked “EU” apply in relation to MiFID optional exemption business as if they were rules (see COBS 1.2.2G).

COBS 16A.1.2AG

The effect of GEN 2.2.22AR is that provisions in this chapter marked “EU” also apply in relation to the equivalent business of a third country investment firm as if they were rules.