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FCA Handbook
COBS
COBS 14
COBS 14.1 Interpretation

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COBS 14.1 Interpretation

COBS 14.1.1R01/11/2007RP

1In this chapter:

(1)
'retail client' includes the trustee or operator of a stakeholder pension scheme or personal pension scheme and the trustee of a money-purchase occupational pension scheme; and
(2)
‘sell’ includes ‘sell, personally recommend or arrange the sale of’ in relation to a designated investment and equivalent activities in relation to a cash-deposit ISA and cash-deposit CTF.

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