COBS 11.5 - Rule-making and Amending Instruments

• FCA 2017/39: Conduct, Perimeter Guidance and Miscellaneous Provisions (MiFID 2) Instrument 2017

  Chapter: MAR, PR, LR, TC, FIT, SUP, PERG, DISP, GEN, PROF, SYSC, REC, PRIN, DTR, CASS, COBS, DEPP, BCOBS, FUND, COLL, PROD

  Effective Date: 3rd July 2017

• FSA 2005/40: Conduct of Business Sourcebook (Use of Dealing Commission) Instrument 2005

  Chapter: Glossary, COB, MAR

  Effective Date: 21st July 2005

• FSA 2003/90: Client Assets Sourcebook Instrument 2003

  Chapter: Reader's guide, SYSC, COB, MAR, AUTH, SUP, ENF, CIS, CRED, ELM, LLD, PROF, EMPS, FREN, OMPS, SERV, Glossary

  Effective Date: 18th December 2003

• FSA 2002/75: Conduct of Business Sourcebook (Amendment No 9) Instrument 2002

  Chapter: COB, Glossary

  Effective Date: 21st November 2002