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FCA Handbook
COBS
COBS 10
COBS 10.6 When a firm need not assess appropriaten...

You are viewing the version of the document as on 2021-09-15.

COBS 10.6 When a firm need not assess appropriateness

COBS 10.6.1G01/11/2007

A firm need not assess appropriateness if it is receiving or transmitting an order in relation to which it has assessed suitability under COBS 9 (Suitability (including basic advice)).

COBS 10.6.2G03/01/2018

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COBS 10.6 When a firm need not assess appropriateness