COBS 10.6 When a firm need not assess appropriateness
You are viewing COBS 10.6 When a firm need not assess appropriateness as of . COBS 10.6 When a firm need not assess appropriateness was last updated on 06/04/2026.
COBS 10.6 When a firm need not assess appropriateness
06/04/2026G
A firm need not assess appropriateness if it is receiving or transmitting an order in relation to which it has assessed suitability under COBS 9 (Suitability (including basic advice)) or it has assessed suitability under COBS 9B (Targeted support).
