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Status: You are viewing the version of the handbook as on 2005-06-30.

COB Sch 6 Rules that can be waived

COB Sch 6.1G

The rules in COB can be waived by the FSA under sections 148 or 250 of the Act (Modification or waiver of rules) or regulation 7 of the OEIC Regulations (Modification or waiver of FSA rules), except for the following rules:

(a)

the rules in COB 1 (Application and general provisions) to the extent that those rules apply or modify other rules in COB which may not be waived;

(b)

the rules in COB 2.3 (Reliance on others) to the extent that those rules apply or modify other rules in which may not be waived;1

(c)

COB 2.4.4 R (1), COB 2.4.4 R (3) (to the extent that it relates to COB 2.4.4 R (1)) and COB 2.4.4 R (4);1

(d)

COB 3.11.2 R (Unregulated Collective Investment Schemes);

(e)

[deleted];1

(f)

[deleted];1

(g)

the rules in COB 10 (Operators of collective investment schemes) to the extent that those rules apply or modify other rules in COB which may not be waived;

(h)

the rules in COB 11 (Trustee and depositary activities) to the extent that those rules apply or modify other rules in COB which may not be waived;

(i)

the rules in COB 12 (Lloyd's) to the extent that those rules apply or modify other rules in COB which may not be waived.