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FCA Handbook
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COB 5A
COB 5A.1 Providing basic advice on stakeholder pro...

COB 5A.1 Providing basic advice on stakeholder products

Application and Purpose

COB 5A.1.1G06/04/2005

1This chapter sets out what firms must do when providing basic advice on a stakeholder product. The rules in the chapter are designed to enable firms to provide simple, quick and limited advice to persons who may be interested in buying a stakeholder product. The rules assume that firms will provide basic advice to persons who have no practical knowledge of investing in stakeholder products or investments.

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COB 5A.1 Providing basic advice on stakeholder products

Application and Purpose