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Status: You are viewing the version of the handbook as on 2005-06-30.

CIS 16.4 Notification to the FSA in its role as registrar of ICVCs

CIS 16.4.1R

An ICVC shall not later than 14 days after the occurrence of the change in question notify the FSA of:

  1. (1)

    any amendment to the instrument of incorporation of the ICVC;

  2. (2)

    any change in the address of the head office of the ICVC;

  3. (3)

    any change in the directors of the ICVC;

  4. (4)

    any change in the depositary of the ICVC;

  5. (5)

    in respect of any director or depositary, any change in the information mentioned in regulation 12(1)(b) or (c) of the OEIC regulations (Applications for authorisation);

  6. (6)

    any change in the auditor of the ICVC;

  7. (7)

    any order in respect of the ICVC made by virtue of regulation 70 of the OEIC regulations (Mergers and Divisions).