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Status: You are viewing the version of the handbook as on 2012-12-13.

CASS TP 1 Transitional Provisions

1

CASS TP 1.1

2323333

(1)

(2) Material to which the transitional provision applies

(3)

(4) Transitional provision

(5) Transitional provision: dates in force

(6) Handbook provision: coming into force

1

CASS 2 to CASS 4

R

[deleted]5

5
5 5

2

Every rule in the Handbook

R

Expired4

4
4 4

G

Expired4

4

2A4

G

[deleted]5

5

32

CASS 5.1 to CASS 5.62

R2

Apply in relation to money (and where appropriate designated investments) held by a firm on 14 January 2005 (being money or designated investments to which CASS 5.1 to CASS 5.6 would not otherwise apply) to the extent that such money (or designated investments) relate to business carried on before 14 January 2005 and which would, if conducted on or after 14 January 2005, be an insurance mediation activity.23

Indefinitely23

14 January 20052

42

CASS 5.1.5A R23

R2

Expired10

10
10 10

53

CASS 5.3.2 R3

R3

Expired10

10
10 10

63

CASS 5.4.7 R3

R3

Expired10

10
9 9

73

CASS 5.5.65 R3

R3

Expired10

10
10 10

68

CASS 6.3.5 R

11

11[deleted]11

8
811 811

118A

CASS 6.3.5 R to CASS 6.3.8R

R

The rules listed in column (2) do not apply in relation to agreements executed before 1 April 2012.

1 April 2012 until 30 September 2012

1 April 201211

G

Notwithstanding the operation of CASS TP 1.1R(8A), a firm should as soon as reasonably practicable modify its agreement with that third party so as to meet the requirements of CASS 6.3.5 R to CASS 6.3.8 R.

79

CASS 6.1.6 R (2) and CASS 6.1.6A R

11

[deleted]11

1111
811 811
11 11

710

CASS 7.2.3R (2) and CASS 7.2.3A R

11

[deleted]11

11
811 811
11 11