CASS TP 1 Transitional Provisions
CASS TP 1.1
(1) |
(2) Material to which the transitional provision applies |
(3) |
(4) Transitional provision |
(5) Transitional provision: dates in force |
(6) Handbook provision: coming into force |
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1 |
R |
COB TP 1 to COB TP 4 apply to provisions in CASS in the same way as they did to the equivalent provisions included in COB 9 before 1 January 2004. |
Indefinite |
1 January 2004 |
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2 |
R |
If a firm or its auditors make reference to a provision in COB 9 in a document, record, report or return, the FSA will take this as a reference to the equivalent provision in CASS 2 to CASS 4. |
1 January 2004 for 12 months |
1 January 2004 |
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G |
As a result of 2, firms will not have to replace their terms of business or client agreements immediately on the introduction of CASS |
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G |
If a waiver granted before 1 January 2004 refers to a provision in COB 9 it will continue to be effective in relation to the equivalent provision in CASS. |
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