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Status: You are viewing the version of the handbook as on 2012-12-13.

CASS 1A.1 Application

CASS 1A.1.1RRP
  1. (1)

    1Subject to (2) and (3), this2 chapter applies to a firm to which either or both of CASS 6 (Custody rules) and CASS 7 (Client money rules) applies.

    2
  2. (2)

    In relation to a firm to which CASS 5 (Client money: insurance mediation activity) and CASS 7 (Client money rules) apply, this chapter does not apply in relation to client money that a firm holds in accordance with CASS 5.

  3. (3)

    The rules and guidance in CASS 1A.2 apply to a firm even if at the date of the determination or, as the case may be, the notification, either or both of CASS 6 and CASS 7 do not apply to it, provided that:

    1. (a)

      either or both of those chapters applied to it during part or all of the previous calendar year; or

    2. (b)

      it projects that either or both will apply to it in the current calendar year.2