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FCA Handbook
CASS
CASS 1
CASS 1.3 General application: where?

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CASS 1.3 General application: where?

CASS 1.3.1G01/01/2021

The rules in CASS 1.3 set out the maximum territorial scope of this sourcebook. Particular rules 3 may have express territorial limitations.

UK establishments: general

CASS 1.3.2R01/01/2021

CASS 1 to CASS 13 apply3 to every firm, in relation to regulated activities carried on by it from an establishment in the United Kingdom.

CASS 1.3.2AG01/01/2021

3The territorial scope of CASS 14 is set out at CASS 14.1.6R.

CASS 1.3.3R01/01/2021

[deleted] 2

CASS 1.3.4R01/01/2021

[deleted] 2

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CASS 1.3 General application: where?

UK establishments: general