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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2005-03-01

AUTH Sch 4 Powers exercised

AUTH Sch 4.1G

The following powers and related provisions in the Act have been exercised by the FSA to make the rules in AUTH:1

Section 156 (General supplementary powers)

Paragraph 17(1) of Schedule 1 (Fees).

The following power in the Act has been exercised by the FSA to give the guidance in AUTH:

Section 157(1) (Guidance).

The following powers in the Act have been exercised by the FSA in AUTH to direct and require:

Section 51 (Application under this Part).

Section 60 (Application for approval).

Paragraph 5(4) of Schedule 4 (Treaty Rights: Notice to Authority).2