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FCA Handbook
AUTH
AUTH Sch 2 Notification Requirements

Alternative versions

2005-01-01

Point in time

2005-07-01
2006-02-01

AUTH Sch 2 Notification Requirements

AUTH Sch 2.1G01/12/2001

3Handbook reference	Matter to be notified	Contents of notification	Trigger event	Time allowed
AUTH 3.9.3 D	Application for Part IV permission	Matters relevant to the application as indicated in the application pack	Application or significant changes to information given in the application	immediately applicant becomes aware2
AUTH 5.3.9 D	Intention of incoming Treaty firm to carry on a regulated activity in the United Kingdom.	Matters relevant to the notice as indicated in the application pack.	Intention to carry on a regulated activity.	At least seven days in advance. 1
AUTH 6.3.1 D AUTH 6.3.4 D	Application for approval of person under section 59 of the Act	Matters relevant to the application as indicated in Form A and significant changes to information given in that Form

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AUTH Sch 2 Notification Requirements