681 - 700 of 820 items.
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Joint application for an order declaring a unit trust scheme to be authorised
Chapter: COLL
Effective Date: 1st April 2013
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Application for an order declaring an investment company with variable capital (ICVC) to be authorised
Chapter: Form 12
Effective Date: 1st April 2013
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Notification of a proposal for cross-border or domestic UCITS merger under regulation 9 of The Undertakings for Collective Investment in Transferable Securities Regulations 2011
Chapter: COLL
Effective Date: 1st April 2013
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Form B Application for a certificate for a TV or radio service
Chapter: 7.6.2
Effective Date: 1st April 2013
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Notification of changes to an investment company with variable capital (ICVC) or an authorised unit trust (AUT), following prior approval of the FSA
Chapter: COLL
Effective Date: 1st April 2013
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Notification of certain changes to UCITS recognised under section 264 of the Financial Services and Markets Act 2000
Chapter: COLL
Effective Date: 1st April 2013
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Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets Act 2000
Chapter: Form 283a
Effective Date: 1st April 2013
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Services and costs disclosure document described in COBS 6.3.7G(1)
Chapter: 6 Annex 1
Effective Date: 1st April 2013
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Notification of certain changes for an ICVC under regulation 22A of The Open-Ended Investment Companies Regulations 2002
Chapter: COLL
Effective Date: 1st April 2013
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Notification of certain changes for an investment company with variable capital (ICVC) under regulation 21 of the Open-Ended Investment Companies Regulations 2001
Chapter: COLL
Effective Date: 1st April 2013
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Notification of proposed changes for an Authorised Unit Trust under section 252A of the Financial Services and Markets Act 2001
Chapter: COLL
Effective Date: 1st April 2013
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Notification of certain changes for an authorised unit trust (AUT) under section 251 of the Financial Services and Markets Act
Chapter: COLL
Effective Date: 1st April 2013
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Form G: The Retail Investment Adviser Complaints Alerts Form (April 2013)
Chapter: SUP 10 Annex 9
Effective Date: 1st April 2013
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Annual confirmation of compliance with the RCB Regulations and the RCB sourcebook
Chapter: 3 Annex 1D
Effective Date: 1st April 2013
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Letter to consumers confirming existence of review and inviting request to opt-in
Chapter: CONRED 2 Annex 2 R
Effective Date: 1st April 2013
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Redress determination where firm considers opt-in ineffective
Chapter: CONRED 2 Annex 6 R
Effective Date: 1st April 2013