561 - 580 of 820 items.
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Long Form A: Incoming EEA firms (September 2015)
Chapter: SUP 10A Annex 4
Effective Date: 18th September 2015
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Senior Management Regime: Statement of Responsibilities at grandfathering
Chapter: SUP TP6 11.1
Effective Date: 1st July 2015
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SUP 16 Annex 33AR Remuneration Benchmarking Report
Chapter: SUP 16 Annex 33A
Effective Date: 30th June 2015
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APPLICATION FOR THE RIGHT TO OBTAIN ACCESS TO THE REGISTER OF MEMBERS OF A BUILDING SOCIETY
Chapter: BSOG chapter1a annex 2
Effective Date: 18th May 2015
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Variation of Permission Application - Investment Business
Chapter: 6 Annex 5D
Effective Date: 15th April 2015
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Variation of Permission Application - Insurance Business, Banking (accepting deposits), Electronic Money, Lloyd's Market and Funeral Plan Providers
Chapter: 6 Annex 5D
Effective Date: 1st April 2015
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: 6 Annex 5D
Effective Date: 1st April 2015
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Information about the firm, its services and remuneration
Chapter: Handbook Forms, Module: COBS
Effective Date: 9th February 2015
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Illustrative structure for a TRANSFER DOCUMENT containing a Transfer Statement
Chapter: BSOG chapter3 annex 1
Effective Date: 9th February 2015
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PRO FORMA NOTICE OF, AND APPLICATIONS FOR, CONFIRMATION
Chapter: BSOG chapter2 annex 2
Effective Date: 9th February 2015
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Data Items relating to Consumer Credit activities
Chapter: SUP 16 Annex 38A
Effective Date: 2nd January 2015