541 - 560 of 820 items.
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Notification of intention to provide cross-border services in another EEA state with respect to managing an AIF
Chapter: SUP 13 Annex 8A
Effective Date: 7th November 2015
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Notification of intention to provide cross-border services in another EEA state with respect to marketing an AIF
Chapter: SUP 13 Annex 8B
Effective Date: 7th November 2015
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NOTES FOR COMPLETION OF THE RETAIL MEDIATION ACTIVITIES RETURN (‘RMAR’)
Chapter: SUP chapter16 annex18bg
Effective Date: 7th November 2015
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Combined initial disclosure document described in COBS 6.3, ICOBS 4.5, MCOB 4.4.1R(1) and MCOB 4.10.2R(1)
Chapter: COBS 6 Annex 2
Effective Date: 7th November 2015
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www.handbook.fca.org.uk/form/sup/sup_chapter16_annex32r_20151023.pdf
Chapter: Handbook Forms, Module: SUP
Effective Date: 23rd October 2015
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Passporting: Emissions Trading. Notice of intention from a UK firm to exercise the right of establishment in another EEA Member State
Chapter: SUP 13 Annex 7
Effective Date: 23rd October 2015
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Long Form A - UK and Overseas Firms (not Incoming EEA)
Chapter: 10A Annex 4D
Effective Date: 9th October 2015