Handbook Forms and Templates

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  • Form of Deed of Termination

    Chapter: IPRU-INV Annex D 3.2

    Effective Date: 1st October 2009

  • Form of Deed of Variation

    Chapter: IPRU-INV Annex D 3.3

    Effective Date: 1st October 2009

  • Form of Guarantor Undertaking

    Chapter: IPRU-INV Annex D 3.4

    Effective Date: 1st October 2009

  • Approved Form of Long-Term Subordinated Loan Agreement

    Chapter: IPRU-INV Annex D 9.1

    Effective Date: 1st October 2009

  • Approved Form of Subordinated Loan Agreement

    Chapter: IPRU-INV Annex D 3.1

    Effective Date: 1st October 2009

  • Notes for Completion: Approved Form of Long-Term Subordinated Loan Agreement

    Chapter: IPRU-INV Annex D 9.8

    Effective Date: 1st October 2009

  • Form of subordinated loan (with guidance notes)

    Chapter: IPRU-INV Annex D 13.1

    Effective Date: 1st October 2009

  • Prescribed Subordinated Loan Agreement

    Chapter: IPRU-INV Annex D 5.1

    Effective Date: 1st October 2009

  • Notes for completion: Approved Form of Subordinated Loan Agreement

    Chapter: IPRU-INV Annex D 3.5

    Effective Date: 1st October 2009

  • Prescribed Approved Undertaking

    Chapter: IPRU-INV Annex D 5.2

    Effective Date: 1st October 2009

  • Form of Approved Bank Bond (with power of attorney)

    Chapter: IPRU-INV Annex D 3.6

    Effective Date: 1st October 2009

  • Approved Form of Undertaking

    Chapter: IPRU-INV Annex D 3.7

    Effective Date: 1st October 2009

  • Credit union complaints return

    Chapter: CRED 17 Annex 1

    Effective Date: 1st August 2009

  • Data items for SUP 16.12

    Chapter: 16 Annex 24R

    Effective Date: 6th July 2009

  • Consolidated supervision return for investment firms

    Chapter: SUP 16 Annex 22

    Effective Date: 1st April 2009

  • Data items for SUP 16.7 and SUP 16.12

    Chapter: SUP 16 Annex 24

    Effective Date: 1st May 2008

  • Calculation of a maximum rate of commission

    Chapter: COBS 6 Annex 5

    Effective Date: 1st November 2007

  • "Identifying and describing the maximum rate of commission (or equivalent)"

    Chapter: COBS 6 Annex 4

    Effective Date: 1st November 2007

  • Menu described in COBS 6.3

    Chapter: COBS 6 Annex 3

    Effective Date: 1st November 2007

  • Form of Bond for Authorised Professional Firms

    Chapter: IPRU-INV Annex D 2

    Effective Date: 1st November 2007