401 - 420 of 481 items.
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Alternative Investment Fund Managers Directive (AIFMD) material change notification
Chapter: 15 Annex 6C
Effective Date: 27th August 2014
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Notice of sub-threshold AIFM exceeding AUM limit
Chapter: 15 Annex 6D
Effective Date: 27th August 2014
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EuSEF and EuVECA management and marketing notifications
Chapter: 15 Annex 6F
Effective Date: 27th August 2014
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 1st July 2014
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18BG
Effective Date: 26th April 2014
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 4th April 2014
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Application form for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 2
Effective Date: 1st April 2014
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Information form in support of an application for a direction under section 101(8) of the CCA
Chapter: SUP 8A Annex 3
Effective Date: 1st April 2014
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Guidance notes for completion of the close links monthly report in SUP 16 Annex 35AR
Chapter: SUP 16 Annex 35B
Effective Date: 1st March 2014
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Guidance notes for completion of the FCA Persistency Report
Chapter: SUP 16 Annex 6A
Effective Date: 12th January 2014
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Guidance notes for data items in SUP 16 Annex 31AR
Chapter: SUP 16 Annex 31B
Effective Date: 1st January 2014
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Passporting: Capital Requirements Directive
Chapter: SUP 13 Annex 4
Effective Date: 1st January 2014
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: SUP 16 Annex 25A
Effective Date: 1st January 2014