21 - 40 of 481 items.
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Form C - Notice of ceasing to perform controlled functions including senior management functions
Chapter: 10C Annex 5R
Effective Date: 19th October 2022
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Form D Notification - Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
Chapter: 10C Annex 6R
Effective Date: 19th October 2022
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General insurance pricing information report forms (REP021, REP021a, REP021b, REP021c, REP021d and REP021e)
Chapter: 16 Annex 49AR
Effective Date: 30th September 2022
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FPR003a_Funeral_Plan_Providers_Half_Yearly_Prudential_Return_20062022
Chapter: 16 Annex 50A
Effective Date: 29th July 2022
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FPR003b_Funeral_Plan_Intermediaries_Half_Yearly_Prudential_Return_20062022
Chapter: 16 Annex 50A
Effective Date: 29th July 2022
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FPR001_Funeral_Plan_Providers_Quarterly_Conduct_Return_20062022
Chapter: 16 Annex 50A
Effective Date: 29th July 2022
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AIFMD new fund under management notification
Chapter: 15 Annex 6A
Effective Date: 24th February 2022
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UK Alternative Investment Fund Managers (UK AIFM) material change notification
Chapter: 15 Annex 6C
Effective Date: 24th February 2022
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Notice of sub-threshold AIFM exceeding AUM limit
Chapter: 15 Annex 6D
Effective Date: 24th February 2022
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SEF and RVECA management and marketing notifications
Chapter: 15 Annex 6F
Effective Date: 28th January 2022
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: 16 Annex 25
Effective Date: 1st January 2022