321 - 340 of 481 items.
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Form E Internal transfer of an approved person (small non-directive insurers only)
Chapter: 10A Annex 4
Effective Date: 7th March 2016
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Senior Management Regime: Statement of Responsibilities at grandfathering (EEA Relevant Authorised Persons only)
Chapter: SUP TP6 11.1
Effective Date: 7th March 2016
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Small non-directive insurers: Scope of Responsibilities
Chapter: 10A Annex 4
Effective Date: 7th March 2016
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UK RAPs Statement of Responsibilities form_20160307
Chapter: 10C Annex 5
Effective Date: 7th March 2016
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Form E Internal transfer of an approved person (for large non-directive insurers only
Chapter: 10A Annex 8
Effective Date: 7th March 2016
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Long Form A - UK Firms (Relevant Authorised Persons only)
Chapter: 10C annex 2D
Effective Date: 7th March 2016
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Form H: Notification of Conduct Rules Breaches and Disciplinary Action relating to certification employees and other conduct rules staff
Chapter: 15 Annex 7R
Effective Date: 7th March 2016
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Long Form A – Large non-directive insurers only
Chapter: 10A Annex 4D
Effective Date: 7th March 2016
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Long Form A – Solvency II firms only (March 2016)
Chapter: 10A Annex 4D
Effective Date: 3rd March 2016
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Notes for Completion of the Mortgage Lenders and Administrators Return ('MLAR')
Chapter: 16 Annex 19B
Effective Date: 25th January 2016
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Short Form A – UK and Overseas Firms (not Incoming EEA)
Chapter: SUP 10A Annex 4D
Effective Date: 12th January 2016
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Short Form A - Incoming EEA Only Application to perform controlled functions under the approved persons regime
Chapter: SUP10A Annex 4D
Effective Date: 12th January 2016