Handbook Forms and Templates

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  • Annual questionnaire for authorised professional firms

    Chapter: 16 Annex 9R

    Effective Date: 1st October 2018

  • Waiver - Application Form

    Chapter: 8 Annex 2D

    Effective Date: 1st October 2018

  • Short Form A – Large non-directive insurers only

    Chapter: 10A Annex 4D

    Effective Date: 1st October 2018

  • Short Form A – Solvency II firms only

    Chapter: 10A Annex 4D

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person (small non-directive insurers only)

    Chapter: 10A Annex 8D

    Effective Date: 1st October 2018

  • Long Form A – EEA Relevant Authorised Persons only

    Chapter: 10C Annex 2D

    Effective Date: 1st October 2018

  • Long Form A – UK and Overseas Firms (not Incoming EEA)

    Chapter: 10A

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person

    Chapter: 10A

    Effective Date: 1st October 2018

  • Long Form A – Incoming EEA only

    Chapter: 10A

    Effective Date: 1st October 2018

  • RMAR

    Chapter: 16 Annex 18AR

    Effective Date: 1st October 2018

  • Passporting: Notification of intention to establish a branch in another EEA state

    Chapter: 13 Annex 1R

    Effective Date: 1st October 2018

  • Form E - Internal transfer of an approved person (for Solvency II firms only)

    Chapter: 10A Annex 8D

    Effective Date: 1st October 2018

  • Short Form A – UK and Overseas Firms (not Incoming EEA)

    Chapter: 10A

    Effective Date: 1st October 2018

  • Add an appointed representative or tied agent form

    Chapter: 12 annex 3

    Effective Date: 1st October 2018