Handbook Forms and Templates

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  • REP018 Operational and Security Risk reporting form

    Chapter: 16 Annex 27GD

    Effective Date: 29th June 2018

  • Form of Waiver: Energy Market Participant

    Chapter: 21 Annex 1

    Effective Date: 29th June 2018

  • Long Form A - UK and Overseas Firms (not Incoming EEA)

    Chapter: 10A

    Effective Date: 29th June 2018

  • Form E Internal transfer of an approved person

    Chapter: 10A

    Effective Date: 29th June 2018

  • Long Form A - Incoming EEA only

    Chapter: 10A

    Effective Date: 29th June 2018

  • Senior Management Regime: Statement of Responsibilities

    Chapter: 10C

    Effective Date: 29th June 2018

  • Reporting Fields

    Chapter: 16 Annex 21

    Effective Date: 29th June 2018

  • Retail Mediation Activities Return ('RMAR')

    Chapter: 16 annex 18A

    Effective Date: 1st April 2018

  • Notification to amend firm details

    Chapter: 15 annex 3

    Effective Date: 23rd March 2018

  • Short Form A – EEA Relevant Authorised Persons Only

    Chapter: 10C Annex 2

    Effective Date: 23rd February 2018

  • Client Money and Asset Return (CMAR)

    Chapter: 16 Annex 29AR

    Effective Date: 22nd January 2018