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Guidance notes for data items in SUP 16 Annex 24R
Chapter: SUP 16 Annex 25
Effective Date: 1st October 2020
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5D: VoP: Consumer Credit
Effective Date: 26th June 2020
-
Cancellation of Part 4A Permission - Application Form
Chapter: SUP 6 Annex 6D
Effective Date: 26th June 2020
-
Short Form A – Solo-regulated firms (including EEA and third country) Application to perform controlled functions including senior management functions
Chapter: SUP 10C Annex 3D
Effective Date: 26th June 2020
-
Variation of Permission (VOP) Application Home Finance Mediation and General Insurance Distribution Activities
Chapter: SUP 6 Annex 5D: VoP: HF
Effective Date: 26th June 2020
-
Long Form A – Solo-regulated firms Application to perform controlled functions including senior management
Chapter: SUP 10C Annex 3D
Effective Date: 26th June 2020
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Variation of Permission (VOP) Application Claims Management
Chapter: SUP 6 Annex 5D (VoP) Application
Effective Date: 26th June 2020
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Variation of Permission (VOP) Application: Investment Business
Chapter: SUP 6 Annex 5D: VoP: Investment
Effective Date: 26th June 2020
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FIN060b Small E-money Institution Questionnaire
Chapter: SUP 16 Annex 30JD
Effective Date: 27th March 2020
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FIN060a Authorised Electronic Money Institution Questionnaire
Chapter: SUP 16 Annex 30HD
Effective Date: 27th March 2020
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Alternative Investment Fund Managers Directive (AIFMD) material change notification
Chapter: 15 Annex 6C
Effective Date: 1st January 2020
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Notice of sub-threshold AIFM exceeding AUM limit
Chapter: 15 Annex 6D
Effective Date: 1st January 2020
-
EuSEF and EuVECA management and marketing notifications
Chapter: 15 Annex 6F
Effective Date: 1st January 2020
21 - 40 of 666 items.