101 - 120 of 587 items.
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Senior Management Regime: Statement of Responsibilities (Third Country Relevant Authorised Persons only)
Chapter: 10C Annex 5D
Effective Date: 12th November 2017
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Appointed representative or tied agent - change details
Chapter: 12 Annex 4
Effective Date: 13th September 2017
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Notification of Disciplinary Action relating to conduct rules staff (other than SMF managers) in relevant authorised persons
Chapter: 15
Effective Date: 3rd May 2017
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Short Form A – Solvency II firms only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
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Long Form A – EEA Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for large non-directive insurers only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for firms and individuals subject to the senior management regime)
Chapter: 10C Annex 3
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for Solvency II firms only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
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Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 7th March 2017