61 - 80 of 587 items.
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Short Form A - Incoming EEA Only Application to perform controlled function under the approved persons regime
Chapter: 10A
Effective Date: 29th June 2018
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Notice of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID)
Chapter: 13 annex 1A
Effective Date: 23rd March 2018
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Notice of intention to use a tied agent established in another EEA state or to amend the details of a tied agent established in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID) (tied agent passport notification)
Chapter: 13 annex 1A
Effective Date: 23rd March 2018
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Notice of intention to establish a branch or change branch particulars in another EEA state in accordance with the Markets in Financial Instruments Directive (MiFID) (Branch passport notification)
Chapter: 13 annex 1A
Effective Date: 23rd March 2018
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 23rd February 2018
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Short Form A – EEA Relevant Authorised Persons Only
Chapter: 10C Annex 2
Effective Date: 23rd February 2018
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 23rd February 2018
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Form NOT003 AIS/PIS denial (notification by account servicing payment service providers under regulation 71)
Chapter: 15 Annex 10
Effective Date: 13th January 2018
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Authorised electronic money institution questionnaire
Chapter: 16 Annex 30H
Effective Date: 13th January 2018
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Small electronic money institution questionnaire
Chapter: 16 Annex 30J
Effective Date: 13th January 2018
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Form NOT002 Payment Account Service rejections or withdrawals (notification by credit institutions under regulation 105)
Chapter: 15 Annex 9
Effective Date: 13th January 2018
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Form Notification of major operational or security incidents
Chapter: 15 Annex 11
Effective Date: 13th January 2018
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Authorised Payment Institution Capital Adequacy Return
Chapter: 16 Annex 27C
Effective Date: 13th January 2018