Handbook Forms and Templates
Status: The UK has left the EU and the transition period has ended. Where any of our forms still contain EU references, please see our guide on completing our forms after the UK’s withdrawal from the EU. You can find our guide here
https://www.fca.org.uk/publication/corporate/guide-to-completing-our-forms-after-brexit.pdf
1 - 20 of 594 items.
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (for large non-directive insurers only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018
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Short Form A – UK and Overseas Firms (not Incoming EEA)
Chapter: 10A
Effective Date: 1st October 2018
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Short Form A – EEA Relevant Authorised Persons Only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Form A: Notes for completion for Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications
Chapter: 10A Annex 4D
Effective Date: 1st October 2018
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Annual questionnaire for authorised professional firms
Chapter: 16 Annex 9R
Effective Date: 1st October 2018
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Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R
Chapter: SUP 16 Annex 9AG
Effective Date: 1st October 2018
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Short Form A – Large non-directive insurers only
Chapter: 10A Annex 4D
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (small non-directive insurers only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018
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Long Form A – EEA Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 1st October 2018
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Long Form A – UK and Overseas Firms (not Incoming EEA)
Chapter: 10A
Effective Date: 1st October 2018
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Passporting Notification of intention to provide cross border services in another EEA state INSURANCE DISTRIBUTION DIRECTIVE
Chapter: 13 Annex 5R
Effective Date: 1st October 2018
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Passporting: Notification of intention to establish a branch in another EEA state
Chapter: 13 Annex 1R
Effective Date: 1st October 2018
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Form E - Internal transfer of an approved person (for Solvency II firms only)
Chapter: 10A Annex 8D
Effective Date: 1st October 2018