41 - 60 of 524 items.
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Notification of Disciplinary Action relating to conduct rules staff (other than SMF managers) in relevant authorised persons
Chapter: 15
Effective Date: 3rd May 2017
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Short Form A – Solvency II firms only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017
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Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
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Long Form A – EEA Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for large non-directive insurers only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for firms and individuals subject to the senior management regime)
Chapter: 10C Annex 3
Effective Date: 7th March 2017
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Form E Internal transfer of an approved person (for Solvency II firms only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
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Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 7th March 2017
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Short Form A – EEA Relevant Authorised Persons Only
Chapter: 10C Annex 2D
Effective Date: 7th March 2017
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Short Form A – Large non-directive insurers only - Application to perform controlled functions
Chapter: 10A Annex 4D
Effective Date: 7th March 2017
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Long Form A – Large non-directive insurers only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017