381 - 398 of 398 items.
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Form of Bond for Authorised Professional Firms
Chapter: IPRU-INV Annex D 2
Effective Date: 1st November 2007
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Cancellation of Part IV Permission
Chapter: Handbook Forms, Module: SUP
Effective Date: 1st July 2007
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Guidance notes on completion of securities and futures firms' reporting forms
Chapter: SUP 16 Annex 11
Effective Date: 1st May 2007
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UCITS management companies reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 16
Effective Date: 6th April 2007
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Investment Management firms' reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 5
Effective Date: 6th April 2007
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Consolidated supervision return for investment firms (Notes)
Chapter: SUP 16 Annex 23
Effective Date: 6th April 2007
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Securities and Futures Firms' Reporting Forms and Requirements Applying to their Completion
Chapter: SUP 16 Annex 10
Effective Date: 6th April 2007
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Notes on completing the Quarterly Return (CQ) for credit unions
Chapter: SUP 16 Annex 15
Effective Date: 1st January 2007
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Consolidated Financial Resources Return for Investment Management Firms
Chapter: SUP 16 Annex 17
Effective Date: 1st April 2005
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
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Notes for completion: Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
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Notes for completion: Variation of permission application form
Chapter: SUP 6 Annex 5
Effective Date: 1st November 2004
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