41 - 60 of 282 items.
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 31st December 2014
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Annual questionnaire for authorised professional firms
Chapter: SUP 16 Annex 9
Effective Date: 1st October 2014
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Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R
Chapter: SUP 16 Annex 9A
Effective Date: 1st October 2014
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Notes for completion of Data Items relating to Consumer Credit activities
Chapter: SUP 16 Annex 38B
Effective Date: 1st October 2014
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: SUP 16 Annex 25
Effective Date: 1st October 2014
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Application form for a direction under section 60(3) of the CCA
Chapter: SUP 8A Annex 1
Effective Date: 27th August 2014
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AIFMD notification of senior personnel amendments or removal form
Chapter: SUP 15 Annex 6B
Effective Date: 27th August 2014
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Alternative Investment Fund Managers Directive (AIFMD) material change notification
Chapter: 15 Annex 6C
Effective Date: 27th August 2014
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Notice of sub-threshold AIFM exceeding AUM limit
Chapter: 15 Annex 6D
Effective Date: 27th August 2014
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EuSEF and EuVECA management and marketing notifications
Chapter: 15 Annex 6F
Effective Date: 27th August 2014
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 1st July 2014
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Illustration of the online reporting requirements
Chapter: DISP 1 Annex 1C
Effective Date: 9th June 2014