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  • BCOBS 8.4 Alerts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th April 2020

    BCOBS 8.4 Alerts

  • BCOBS 8.4 Alerts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 8.4 Alerts

  • BCOBS 1.1 General application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    BCOBS 1.1 General application

  • BCOBS 1.1 General application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 1.1 General application

  • related party transaction

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    related party transaction

    195 (1) (in LR ) as defined in LR 11.1.5R .; 195 (2) (in DTR ) as defined in DTR 7.3.3R .

  • percentage ratio

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    percentage ratio

    181 (1) (in LR ) (in relation to a transaction) the figure, expressed as a percentage, that results from applying a calculation under a class test to the transaction; 181 (2) (in DTR ) (in relation to…

  • related party

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 10th June 2019

    related party

    (1) (in LR ) as defined in LR 11.1.4 R ; 80 (2) (in relation to an agreement seller under a regulated sale and rent back agreement or, where the agreement seller is a trustee, a beneficiary of the tru…

  • MCOB 1.2 General application: who? what?

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th June 2019

    MCOB 1.2 General application: who? what?

  • COLL 6.7 Payments

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th August 2019

    COLL 6.7 Payments

  • COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

  • PRIN 1.2 Clients and the Principles

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 1.2 Clients and the Principles

  • PRIN 3.4 General

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.4 General

  • COLL TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 7th May 2019

    COLL TP 1 Transitional Provisions

  • COLL TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2019

    COLL TP 1 Transitional Provisions

  • SUP 16 Annex 21 Reporting Fields

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th June 2019

    SUP 16 Annex 21 Reporting Fields

  • price

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    price

    (1) 180 (in COLL ) 17 (in relation to a unit in an authorised fund ) the price of the unit calculated in accordance with COLL 6.3 (Valuation and pricing). 38 (2) (in COBS ) (in relation to an operator…

  • SUP 16 Annex 19B Notes for completion of the Mortgage Lenders & Administrators Return (‘MLAR’)

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th June 2019

    SUP 16 Annex 19B Notes for completion of the Mortgage Lenders & Administrators Return (‘MLAR’)

  • SUP 16.11 Product Sales Data Reporting

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th June 2019

    SUP 16.11 Product Sales Data Reporting

  • SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th September 2019

    SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

  • PRIN 3.2 What?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    PRIN 3.2 What?