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  • IDD reinsurance undertaking

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    IDD reinsurance undertaking

    160 an undertaking as defined in article 13(4) of the Solvency II Directive . [Note: article 2(1)(7) of the IDD ]…

  • protected non-investment insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    protected non-investment insurance distribution

    167 insurance distribution activities which are covered by the compensation scheme, as defined in COMP 5.7.1R .

  • ICOBS 6.6 Means of communication

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    ICOBS 6.6 Means of communication

  • IDD reinsurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    IDD reinsurance intermediary

    160 any natural or legal person, other than an IDD reinsurance undertaking or its employees who, for remuneration , takes up or pursues the activity of reinsurance distribution . [Note: article 2(1)(5…

  • IDD insurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    IDD insurance intermediary

    160 (a) as defined in article 2(1)(3) of the IDD , any natural or legal person, other than an IDD insurance undertaking or an IDD reinsurance undertaking or their employees and other than an IDD ancil…

  • SYSC 28.1 Minimum knowledge, ability and good repute requirements for carrying out insurance distribution activities

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SYSC 28.1 Minimum knowledge, ability and good repute requirements for carrying out insurance distribution activities

  • SYSC 28.3 Good repute

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SYSC 28.3 Good repute

  • SYSC 19F.2 IDD remuneration incentives

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SYSC 19F.2 IDD remuneration incentives

  • COBS 10A.3 Warning the client

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    COBS 10A.3 Warning the client

  • ICOBS 2.6 Distribution of connected contracts through exempt persons

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    ICOBS 2.6 Distribution of connected contracts through exempt persons

  • ICOBS 6.-1 Producing and providing product information

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    ICOBS 6.-1 Producing and providing product information

  • SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SUP 13A.6A Enhanced supervision of EEA firms passporting under the IDD

  • reinsurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    reinsurance distribution

    183 (as defined in article 2(1)(2) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of reinsurance, of concluding such contra…

  • SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SUP 13.11A Enhanced supervision of UK firms exercising rights under the IDD

  • COBS 10A.5 Assessing appropriateness: guidance

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    COBS 10A.5 Assessing appropriateness: guidance

  • PROD 4.1 General

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    PROD 4.1 General

  • SYSC 28.4 Record-keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SYSC 28.4 Record-keeping requirements

  • SUP 13 Annex 5 Passporting: Insurance Distribution Directive

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SUP 13 Annex 5 Passporting: Insurance Distribution Directive

  • insurance distribution activity

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    insurance distribution activity

    160 any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy : (a) dealing in investments as agent (article 21); (b) arran…

  • SYSC 28.5 Other requirements to consider

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st October 2018

    SYSC 28.5 Other requirements to consider