Latest News, Updates and Changes

101 - 120 of 318 items.

Filter by:

Instruments:

Changes to Handbook:

Module:

Mailing List:

Subscribe
  • SYSC 22.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.1 Application

  • SYSC 22.3 Drafting the reference and the request for a reference

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.3 Drafting the reference and the request for a reference

  • SYSC 22.4 Drafting the reference: detailed requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.4 Drafting the reference: detailed requirements

  • SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.6 Giving and updating references: additional rules and guidance for SMCR firms

  • SYSC 22.8 Policies and appointed representatives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.8 Policies and appointed representatives

  • SYSC 22.9 Records and transitionals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.9 Records and transitionals

  • SYSC 22.2 Getting, giving and updating references: the main rules

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.2 Getting, giving and updating references: the main rules

  • SYSC 22.5 Giving references: additional rules and guidance for all firms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.5 Giving references: additional rules and guidance for all firms

  • SYSC 22 Annex 1 Template for regulatory references given by SMCR firms and disclosure requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22 Annex 1 Template for regulatory references given by SMCR firms and disclosure requirements

  • SYSC 22.7 Getting references: additional rules and guidance

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SYSC 22.7 Getting references: additional rules and guidance

  • COBS 19 Annex 2 Communications about options to access pension savings

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2019

    COBS 19 Annex 2 Communications about options to access pension savings

  • Changes to EG numbering

    Publish Date: 25th April 2016

    Changes to EG numbering In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the fu…

  • CONC TP 8 Other transitional provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 12th November 2019

    CONC TP 8 Other transitional provisions

  • CONC TP 8 Other transitional provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC TP 8 Other transitional provisions

  • SUP 10A Annex 1 Frequently asked questions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A Annex 1 Frequently asked questions

  • SUP 10A.13 Application for approval and withdrawing an application for approval

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.13 Application for approval and withdrawing an application for approval

  • CASS 11.3 Responsibility for CASS operational oversight

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    CASS 11.3 Responsibility for CASS operational oversight

  • SUP 10A.5 Significant-influence functions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2019

    SUP 10A.5 Significant-influence functions

  • COCON 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th December 2019

    COCON 1.1 Application

  • COCON 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 9th December 2020

    COCON 1.1 Application