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  • SYSC 15A.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 31st March 2022

    SYSC 15A.1 Application

  • LR 16A.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    LR 16A.1 Application

  • standard listing (open-ended investment company)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    standard listing (open-ended investment company)

    204 a standard listing of equity shares of an open-ended investment company .

  • premium listing (closed-ended investment fund)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    premium listing (closed-ended investment fund)

    204 a premium listing of equity shares of a closed-ended investment fund .

  • LR 16A.2 Requirements for listing and listing applications

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    LR 16A.2 Requirements for listing and listing applications

  • LR 16A.3 Requirements with continuing application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    LR 16A.3 Requirements with continuing application

  • GEN 2.3 General saving of the Handbook for Gibraltar

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    GEN 2.3 General saving of the Handbook for Gibraltar

  • Final Brexit instruments and TTP directions

    Publish Date: 22nd December 2020

    The FCA has published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period. Today’s update  fo…

  • Handbook website changes for EU withdrawal and application of the TTP

    Publish Date: 1st October 2020

    The FCA has today published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period. It has also set out details on how it intends to use the Tempo…

  • PROD TP 1 Transitional Provisions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2021

    PROD TP 1 Transitional Provisions

  • Changes to how you can contact us

    Publish Date: 24th July 2020

    We have made a change to the website to remove the webchat facility. You can still get in touch by emailing Handbook Feedback or by calling us on the following numbers. Firm queries (including consume…

  • Glossary pop-up: new feature

    Publish Date: 10th August 2019

    The pop up window that appears whenever an italicised glossary term is clicked on has been enhanced. The pop-up window now contains two tabs: Content - which contains the glossary definition, as befor…

  • SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    SYSC TP 7 Bank of England and Financial Services Act 2016: Certification and regulatory references

  • premium listing (sovereign controlled commercial company)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    premium listing (sovereign controlled commercial company)

    168 a premium listing of: (a) equity shares (other than those of a closed-ended investment fund 204 ); or (b) certificates representing shares , where the issuer of the equity shares or, in the case o…

  • PROD 1.4 Application of PROD 4

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2021

    PROD 1.4 Application of PROD 4

  • SYSC 19F.2 IDD remuneration incentives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2021

    SYSC 19F.2 IDD remuneration incentives

  • ICOBS 6.5 Renewals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2022

    ICOBS 6.5 Renewals

  • PROD 4.3 Distribution of insurance products

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2021

    PROD 4.3 Distribution of insurance products

  • PROD 4.2 Manufacture of insurance products

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2021

    PROD 4.2 Manufacture of insurance products

  • distribute

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 29th July 2022

    distribute

    (1) (in relation to PROD 1.1.3R , PROD 1.3 and PROD 3 ) offering, recommending or selling an investment or providing an investment service to a client . 121 [Note: recital 15 to the MiFID Delegated Di…