Latest News, Updates and Changes
FCA 2024/3: Perimeter Guidance Instrument 2024
Publish Date: 26th January 2024
FCA 2024/3: Perimeter Guidance Instrument 2024
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DISP App 5.2 Complaint handling rules in respect of a relevant motor finance DCA complaint
Publish Date: 11th January 2024
DISP App 5.2 Complaint handling rules in respect of a relevant motor finance DCA complaint
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DISP App 5.3 General record retention
Publish Date: 11th January 2024
DISP App 5.3 General record retention
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FCA 2024/1: Dispute Resolution: Complaints Sourcebook (Motor Finance Discretionary Commission Arrangement Complaints) Instrument 2024
Publish Date: 11th January 2024
FCA 2024/1: Dispute Resolution: Complaints Sourcebook (Motor Finance Discretionary Commission Arrangement Complaints) Instrument 2024
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relevant motor finance DCA complaint
Publish Date: 11th January 2024
relevant motor finance DCA complaint
224 (in DISP ) has the meaning in DISP App 5.1.2R .
DISP App 5.1 Purpose, interpretation and application
Publish Date: 11th January 2024
DISP App 5.1 Purpose, interpretation and application
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FEES App 1.3 Application Fees
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 1.3 Application Fees
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FEES App 1 Annex 1A Application Fees payable
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 1 Annex 1A Application Fees payable
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Article 5 Notification of changes to the membership of the management body
Publish Date: 20th December 2023
Article 5 Notification of changes to the membership of the management body
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Article 21 Entry into force and application
Publish Date: 20th December 2023
Article 21 Entry into force and application
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Article 13 Other services provided by CTPs
Publish Date: 20th December 2023
Article 13 Other services provided by CTPs
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Article 6 Communication of the decision to grant or refuse the authorisation
Publish Date: 20th December 2023
Article 6 Communication of the decision to grant or refuse the authorisation
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UK trading venue
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
UK trading venue
95 for the purposes of MAR 9 (and in accordance with article 2(1)(16A) MiFIR ), a UK RIE , a UK MTF or a UK OTF .
Article 7 Business continuity and back-up facilities
Publish Date: 20th December 2023
Article 7 Business continuity and back-up facilities
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information system
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
information system
191 a device or group of interconnected or related devices, one or more of which, pursuant to a programme, automatically processes computer data, as well as computer data stored, processed, retrieved…