Latest News, Updates and Changes
COBS 1.2 Markets in Financial Instruments Directive
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 11th February 2019
COBS 1.2 Markets in Financial Instruments Directive
…
COBS 19.9 Pension annuity comparison information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2019
COBS 19.9 Pension annuity comparison information
…
COBS 19 Annex 3 Format for annuity information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2019
COBS 19 Annex 3 Format for annuity information
…
DISP App 3.11 Obligation to write letters to certain rejected complainants
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th January 2019
DISP App 3.11 Obligation to write letters to certain rejected complainants
…
COBS 19 Annex 2 Communications about options to access pension savings
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st November 2019
COBS 19 Annex 2 Communications about options to access pension savings
…
Changes to EG numbering
Publish Date: 25th April 2016
Changes to EG numbering In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the fu…
certification employee
This piece of Handbook content was changed by an instrument this month.
Effective Date: 10th December 2019
certification employee
(1) (as described in more detail in section 63E(1) of the Act (Certification of employees by authorised person)) an employee (as defined) of an SMCR firm who has a valid certificate issued by that SMC…
COCON 1.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 10th December 2019
COCON 1.1 Application
…
CONC 6.7 Post contract: business practices
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 6.7 Post contract: business practices
…
CONC 6.7 Post contract: business practices
This piece of Handbook content was changed by an instrument this month.
Effective Date: 19th March 2019
CONC 6.7 Post contract: business practices
…
CONC 4.2 Pre-contract disclosure and adequate explanations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 19th March 2019
CONC 4.2 Pre-contract disclosure and adequate explanations
…
CONC 3.5 Financial promotions about credit agreements not secured on land
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 3.5 Financial promotions about credit agreements not secured on land
…
CONC 3.3 The clear fair and not misleading rule and general requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
CONC 3.3 The clear fair and not misleading rule and general requirements
…
CREDS 9 Annex 1 Credit union complaints return
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2019
CREDS 9 Annex 1 Credit union complaints return
…
FEES 6.5A The retail pool
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
FEES 6.5A The retail pool
…
levy limit
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
levy limit
48 (in FEES ) the maximum aggregate amount of compensation costs and specific costs that may be allocated to a particular class or category in one financial year 76 as set out in FEES 6 Annex 2 R , wh…
FEES 6 Annex 3A Financial Services Compensation Scheme - classes and categories
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st April 2019
FEES 6 Annex 3A Financial Services Compensation Scheme - classes and categories
…
CREDS TP 1 Transitional Provision
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2019
CREDS TP 1 Transitional Provision
…
BCOBS 2.2 The fair, clear and not misleading rule
This piece of Handbook content was changed by an instrument this month.
Effective Date: 18th December 2019
BCOBS 2.2 The fair, clear and not misleading rule
…
BCOBS 2.2 The fair, clear and not misleading rule
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st August 2019
BCOBS 2.2 The fair, clear and not misleading rule
…
