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  • SUP 16.31 Financial promotion approval reporting

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 6th November 2023

    SUP 16.31 Financial promotion approval reporting

  • FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

    This instrument was made in the last month.

    Publish Date: 27th October 2023

    FCA 2023/38: Financial Promotion (Approver Permission) Instrument 2023

  • FCA 2023/28: Senior Management Arrangements, Systems and Controls (Remuneration Codes) (No 9) Instrument 2023

    This instrument was made in the last month.

    Publish Date: 24th October 2023

    FCA 2023/28: Senior Management Arrangements, Systems and Controls (Remuneration Codes) (No 9) Instrument 2023

  • policy stakeholder

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 31st December 2023

    policy stakeholder

    218 a natural person (excluding a policyholder ) who is under a contractual or statutory obligation, which does not arise solely from that person’s trade or profession, to pay an amount: (1) relating…

  • freeholder

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 31st December 2023

    freeholder

    146 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract , a landlord within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant…

  • multi-occupancy building insurance contract

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 31st December 2023

    multi-occupancy building insurance contract

    162 a policy within the meaning of paragraph 1 of Schedule 1 to the Landlord and Tenant Act 1985.

  • leaseholder

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 31st December 2023

    leaseholder

    103 (in ICOBS , SYSC 19F.2 , PROD 1.4 and PROD 4 ) in relation to a multi-occupancy building insurance contract : (1) a policy stakeholder or a policyholder (who is a natural person acting for purpose…

  • ICOBS 6A.7 Disclosure requirements for multi-occupancy buildings insurance

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 31st December 2023

    ICOBS 6A.7 Disclosure requirements for multi-occupancy buildings insurance

  • SUP 16.30 Baseline Financial Resilience Report

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2024

    SUP 16.30 Baseline Financial Resilience Report

  • SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2024

    SUP 16 Annex 54G Guidance notes on the data items for FIN073 (the Baseline Financial Resilience Report)

  • SUP 16 Annex 53R Data items for FIN073 (the Baseline Financial Resilience Report)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2024

    SUP 16 Annex 53R Data items for FIN073 (the Baseline Financial Resilience Report)

  • EMIRR

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR

    164 European Market Infrastructure Regulation Rules sourcebook…

  • EMIRR 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.1 Application

  • EMIRR 1.3 Definitions

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.3 Definitions

  • EMIRR 1.2 Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 1.2 Purpose

  • EMIRR 2.2 Procedure for updates of the LEIs

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.2 Procedure for updates of the LEIs

  • EMIRR 2.4 End-of-day response mechanisms

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.4 End-of-day response mechanisms

  • EMIRR 2.1 Verification of derivatives by trade repositories

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.1 Verification of derivatives by trade repositories

  • EMIRR 2.3 Reconciliation of data by trade repositories

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th September 2024

    EMIRR 2.3 Reconciliation of data by trade repositories

  • non-workplace pension

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st December 2023

    non-workplace pension

    97 the individual arrangements of a member of a non-workplace pension scheme who is a retail client with the scheme’s operator .