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  • SUP 16 Annex 42B Guidance notes for completion of the Annual Financial Crime Report

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th March 2022

    SUP 16 Annex 42B Guidance notes for completion of the Annual Financial Crime Report

  • SUP 16.23 Annual Financial Crime Report

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th March 2022

    SUP 16.23 Annual Financial Crime Report

  • Changes to EG numbering

    Publish Date: 25th April 2016

    Changes to EG numbering In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the fu…

  • FEES 3 Annex 12 UKLA transaction fees

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 4th January 2022

    FEES 3 Annex 12 UKLA transaction fees

  • SUP 16.2 Purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2021

    SUP 16.2 Purpose

  • Change of sender address for FCA Handbook website update alerts

    Publish Date: 1st August 2015

    Change of sender address for FCA Handbook website update alerts FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handb…

  • CONC 6.7 Post contract: business practices

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th May 2021

    CONC 6.7 Post contract: business practices

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 21st July 2019

    FUND 3.2 Investor information

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    FUND 3.2 Investor information

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2021

    FUND 3.2 Investor information

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st January 2018

    FUND 3.2 Investor information

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd September 2016

    FUND 3.2 Investor information

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2014

    FUND 3.2 Investor information

  • CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 4th May 2021

    CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

  • FUND 3.2 Investor information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 22nd July 2013

    FUND 3.2 Investor information

  • emissions auction product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    emissions auction product

    149 the investment specified in article 82A of the Regulated Activities Order (Greenhouse gas emissions allowances), which is in summary an emissions allowance offered for sale on an auction platform.

  • MiFID business bidding

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    MiFID business bidding

    146 the regulated activity of bidding in emissions auctions on own account or on behalf of clients where, in relation to a financial instrument , it is carried on by a MiFID investment firm (other tha…

  • auction regulation bidding

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    auction regulation bidding

    164 the regulated activity of bidding in emissions auctions where it is carried on by a firm that is an exempt MiFID commodities firm .

  • two-day emissions spot

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    two-day emissions spot

    99 the investment specified in article 82A of the Regulated Activities Order (Greenhouse gas emissions allowances), which is in summary an emission allowance offered for sale on an auction platform.

  • RAP regulations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th April 2021

    RAP regulations

    205 the Recognised Auction Platforms Regulations 2011 (SI 2011/2699).