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  • EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive

  • IDD ancillary insurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD ancillary insurance intermediary

    160 any natural or legal person, other than a credit institution or an investment firm who, for remuneration, takes up or pursues the activity of insurance distribution on an ancillary basis, provided…

  • ICOBS 4.1A Means of communication to customers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 4.1A Means of communication to customers

  • PROD 1.4 Application of PROD 4

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PROD 1.4 Application of PROD 4

  • ICOBS 6 Annex 2 Policy summary (pure protection contracts and / or commercial customers)

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6 Annex 2 Policy summary (pure protection contracts and / or commercial customers)

  • SYSC 3.3 Additional requirements for insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 3.3 Additional requirements for insurance distribution

  • SYSC 28.2 Knowledge and ability requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.2 Knowledge and ability requirements

  • ICOBS 4.3 Remuneration disclosure

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 4.3 Remuneration disclosure

  • ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document:

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document:

  • COBS 1.3 Insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 1.3 Insurance distribution

  • PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

  • SYSC 10.1A IDD Regulation – Conflicts of interest

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 10.1A IDD Regulation – Conflicts of interest

  • TC 4.2 Specified requirements for firms carrying on insurance distribution activities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    TC 4.2 Specified requirements for firms carrying on insurance distribution activities

  • PERG 5.1 Application and purpose

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 5.1 Application and purpose

  • PERG 8.17A Financial promotions concerning insurance distribution activities

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 8.17A Financial promotions concerning insurance distribution activities

  • PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

  • PERG 8.34 The business test

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PERG 8.34 The business test

  • PROD 4.3 Distribution of insurance products

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PROD 4.3 Distribution of insurance products

  • ICOBS 3 Annex 1 Guidance on the Distance Marketing Directive

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 3 Annex 1 Guidance on the Distance Marketing Directive

  • COBS 16A.3 Occasional reporting: MiFID business

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 16A.3 Occasional reporting: MiFID business