Latest News, Updates and Changes
EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive
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IDD ancillary insurance intermediary
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
IDD ancillary insurance intermediary
160 any natural or legal person, other than a credit institution or an investment firm who, for remuneration, takes up or pursues the activity of insurance distribution on an ancillary basis, provided…
ICOBS 4.1A Means of communication to customers
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 4.1A Means of communication to customers
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PROD 1.4 Application of PROD 4
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PROD 1.4 Application of PROD 4
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ICOBS 6 Annex 2 Policy summary (pure protection contracts and / or commercial customers)
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6 Annex 2 Policy summary (pure protection contracts and / or commercial customers)
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SYSC 3.3 Additional requirements for insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 3.3 Additional requirements for insurance distribution
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SYSC 28.2 Knowledge and ability requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 28.2 Knowledge and ability requirements
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ICOBS 4.3 Remuneration disclosure
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 4.3 Remuneration disclosure
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ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document:
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6 Annex 3 Providing product information by way of a standardised insurance information document:
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COBS 1.3 Insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 1.3 Insurance distribution
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PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’
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SYSC 10.1A IDD Regulation – Conflicts of interest
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 10.1A IDD Regulation – Conflicts of interest
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TC 4.2 Specified requirements for firms carrying on insurance distribution activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
TC 4.2 Specified requirements for firms carrying on insurance distribution activities
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PERG 5.1 Application and purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PERG 5.1 Application and purpose
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PERG 8.17A Financial promotions concerning insurance distribution activities
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PERG 8.17A Financial promotions concerning insurance distribution activities
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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
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PERG 8.34 The business test
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PERG 8.34 The business test
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PROD 4.3 Distribution of insurance products
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PROD 4.3 Distribution of insurance products
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ICOBS 3 Annex 1 Guidance on the Distance Marketing Directive
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 3 Annex 1 Guidance on the Distance Marketing Directive
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COBS 16A.3 Occasional reporting: MiFID business
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 16A.3 Occasional reporting: MiFID business
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