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  • SUP 13 Annex 5 Passporting: Insurance Distribution Directive

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SUP 13 Annex 5 Passporting: Insurance Distribution Directive

  • SYSC 19F.2 IDD remuneration incentives

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 19F.2 IDD remuneration incentives

  • insurance distribution activity

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance distribution activity

    160 any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy : (a) dealing in investments as agent (article 21); (b) arran…

  • SYSC 28.5 Other requirements to consider

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    SYSC 28.5 Other requirements to consider

  • ICOBS 6A.3 Requirements where insurance is the primary product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6A.3 Requirements where insurance is the primary product

  • COBS 16A.2 General client reporting and record keeping requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 16A.2 General client reporting and record keeping requirements

  • insurance distribution

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance distribution

    160 (as defined in article 2(1) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of insurance, of concluding such contracts,…

  • ICOBS 2.3 Inducements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 2.3 Inducements

  • insurance-based investment product

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    insurance-based investment product

    160 a contract of insurance which offers a maturity or surrender value and where that maturity or surrender value is wholly or partially exposed, directly or indirectly, to market fluctuations, and do…

  • COBS 7.4 Insurance distribution: Means of communication to clients

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    COBS 7.4 Insurance distribution: Means of communication to clients

  • ICOBS 6.5 Renewals

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 6.5 Renewals

  • EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive

  • IDD ancillary insurance intermediary

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    IDD ancillary insurance intermediary

    160 any natural or legal person, other than a credit institution or an investment firm who, for remuneration, takes up or pursues the activity of insurance distribution on an ancillary basis, provided…

  • IDD POG Regulation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 25th May 2018

    IDD POG Regulation

    160 Commission Delegated Regulation (EU) 2017/2358 of 21 September 2017, supplementing the IDD of the European Parliament and of the Council with regard to product oversight and governance requirement…

  • IDD Regulation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 25th May 2018

    IDD Regulation

    160 Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017, supplementing the IDD of the European Parliament and of the Council with regard to information requirements and conduct of busi…

  • IDD IPID Regulation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 25th May 2018

    IDD IPID Regulation

    160 Commission Implementing Regulation (EU) 2017/1469 of 11 August laying down a standardised presentation format for the insurance product information document. [Note: See http://eur-lex.europa.eu/el…

  • IDD

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 25th May 2018

    IDD

    160 Insurance Distribution Directive, Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 on insurance distribution (recast). [Note: See http://eur-lex.europa.eu/el…

  • data protection legislation

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 25th May 2018

    data protection legislation

    120 the General Data Protection Regulation (EU) No 2016/679 and the Data Protection Act 2018.

  • ICOBS 4.1A Means of communication to customers

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    ICOBS 4.1A Means of communication to customers

  • PROD 1.4 Application of PROD 4

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st October 2018

    PROD 1.4 Application of PROD 4