Latest News, Updates and Changes
SUP 16 Annex 42B Guidance notes for completion of the Annual Financial Crime Report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th March 2022
SUP 16 Annex 42B Guidance notes for completion of the Annual Financial Crime Report
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SUP 16.23 Annual Financial Crime Report
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th March 2022
SUP 16.23 Annual Financial Crime Report
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Changes to EG numbering
Publish Date: 25th April 2016
Changes to EG numbering In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the fu…
FEES 3 Annex 12 UKLA transaction fees
This piece of Handbook content was changed by an instrument this month.
Effective Date: 4th January 2022
FEES 3 Annex 12 UKLA transaction fees
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SUP 16.2 Purpose
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2021
SUP 16.2 Purpose
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Change of sender address for FCA Handbook website update alerts
Publish Date: 1st August 2015
Change of sender address for FCA Handbook website update alerts FCA Handbook website users should note that if they have set up a My FCA account online to receive alerts when sections of the FCA Handb…
CONC 6.7 Post contract: business practices
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 4th May 2021
CONC 6.7 Post contract: business practices
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 21st July 2019
FUND 3.2 Investor information
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
FUND 3.2 Investor information
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2021
FUND 3.2 Investor information
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st January 2018
FUND 3.2 Investor information
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 23rd September 2016
FUND 3.2 Investor information
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st July 2014
FUND 3.2 Investor information
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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 4th May 2021
CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors
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FUND 3.2 Investor information
This piece of Handbook content was changed by an instrument this month.
Effective Date: 22nd July 2013
FUND 3.2 Investor information
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emissions auction product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
emissions auction product
149 the investment specified in article 82A of the Regulated Activities Order (Greenhouse gas emissions allowances), which is in summary an emissions allowance offered for sale on an auction platform.
MiFID business bidding
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
MiFID business bidding
146 the regulated activity of bidding in emissions auctions on own account or on behalf of clients where, in relation to a financial instrument , it is carried on by a MiFID investment firm (other tha…
auction regulation bidding
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
auction regulation bidding
164 the regulated activity of bidding in emissions auctions where it is carried on by a firm that is an exempt MiFID commodities firm .
two-day emissions spot
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
two-day emissions spot
99 the investment specified in article 82A of the Regulated Activities Order (Greenhouse gas emissions allowances), which is in summary an emission allowance offered for sale on an auction platform.
RAP regulations
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th April 2021
RAP regulations
205 the Recognised Auction Platforms Regulations 2011 (SI 2011/2699).