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  • interim levy

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    interim levy

    160 a levy imposed by the FSCS , other than an annual levy .

  • annual levy

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    annual levy

    145 the first management expenses levy and the first compensation costs levy in any one financial year of the compensation scheme .

  • BCOBS 7.5 Availability of certain services and helplines

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.5 Availability of certain services and helplines

    …

  • BCOBS 7.7 Publication of information about current accounts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.7 Publication of information about current accounts

    …

  • BCOBS 7.3 Account opening information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.3 Account opening information

    …

  • BCOBS 7.4 Replacing a debit card

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.4 Replacing a debit card

    …

  • BCOBS 7.6 Publication of information about major operational or security incidents, and complaints information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.6 Publication of information about major operational or security incidents, and complaints information

    …

  • BCOBS 7.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.1 Application

    …

  • BCOBS 7.2 What information is to be published and how is it to be measured?

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7.2 What information is to be published and how is it to be measured?

    …

  • BCOBS 7 Annex 1 Publication of information in a specified format

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 15th August 2018

    BCOBS 7 Annex 1 Publication of information in a specified format

    …

  • protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    protected debt management business

    160 debt management activities which are covered by the compensation scheme , as set out in COMP 5.8.1R .

  • enhanced reporting investment

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    enhanced reporting investment

    122 any investment subject to a restriction on retail distribution under the FCA’s rules , as summarised in COBS 9.3.5G(1) .

  • direct sales of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    direct sales of structured deposits

    114 the sale by a firm with permission for accepting deposits of its own structured deposits .

  • intermediation of structured deposits

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    intermediation of structured deposits

    154 (in COMP and FEES 6 ) any of the following: (1) direct sales of structured deposits ; (2) in relation to structured deposits : (a) advising on investments ; or (b) dealing in investments as agent…

  • COMP 5.8 Protected debt management business

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    COMP 5.8 Protected debt management business

    …

  • COMP 3.1 Application and Purpose

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    COMP 3.1 Application and Purpose

    …

  • FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    FEES TP 18 Transitional provisions relating to changes to the FSCS levy arrangements taking effect in 2018/19

    …

  • COMP 12A.1 Trustees and pension schemes

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    COMP 12A.1 Trustees and pension schemes

    …

  • COMP INTRO 1 Foreword

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 1st April 2018

    COMP INTRO 1 Foreword

    …

  • M2G 1.4 MIFID 2 technical standards and delegated acts

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 23rd March 2018

    M2G 1.4 MIFID 2 technical standards and delegated acts

    …