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  • COBS 1.2 Markets in Financial Instruments Directive

    This piece of Handbook content was changed by an instrument this month.

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 11th February 2019

    COBS 1.2 Markets in Financial Instruments Directive

  • COBS 19.9 Pension annuity comparison information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2019

    COBS 19.9 Pension annuity comparison information

  • COBS 19 Annex 3 Format for annuity information

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2019

    COBS 19 Annex 3 Format for annuity information

  • DISP App 3.11 Obligation to write letters to certain rejected complainants

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 30th January 2019

    DISP App 3.11 Obligation to write letters to certain rejected complainants

  • COBS 19 Annex 2 Communications about options to access pension savings

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st November 2019

    COBS 19 Annex 2 Communications about options to access pension savings

  • Changes to EG numbering

    Publish Date: 25th April 2016

    Changes to EG numbering In FCA 2016/9 we renumbered all the provisions of the Enforcement Guide. We did this so that we could convert EG from a PDF to web pages meaning that users not only have the fu…

  • certification employee

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th December 2019

    certification employee

    (1) (as described in more detail in section 63E(1) of the Act (Certification of employees by authorised person)) an employee (as defined) of an SMCR firm who has a valid certificate issued by that SMC…

  • COCON 1.1 Application

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 10th December 2019

    COCON 1.1 Application

  • CONC 6.7 Post contract: business practices

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 6.7 Post contract: business practices

  • CONC 6.7 Post contract: business practices

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 19th March 2019

    CONC 6.7 Post contract: business practices

  • CONC 4.2 Pre-contract disclosure and adequate explanations

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 19th March 2019

    CONC 4.2 Pre-contract disclosure and adequate explanations

  • CONC 3.5 Financial promotions about credit agreements not secured on land

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 3.5 Financial promotions about credit agreements not secured on land

  • CONC 3.3 The clear fair and not misleading rule and general requirements

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    CONC 3.3 The clear fair and not misleading rule and general requirements

  • CREDS 9 Annex 1 Credit union complaints return

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2019

    CREDS 9 Annex 1 Credit union complaints return

  • FEES 6.5A The retail pool

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    FEES 6.5A The retail pool

  • levy limit

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    levy limit

    48 (in FEES ) the maximum aggregate amount of compensation costs and specific costs that may be allocated to a particular class or category in one financial year 76 as set out in FEES 6 Annex 2 R , wh…

  • FEES 6 Annex 3A Financial Services Compensation Scheme - classes and categories

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st April 2019

    FEES 6 Annex 3A Financial Services Compensation Scheme - classes and categories

  • CREDS TP 1 Transitional Provision

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st July 2019

    CREDS TP 1 Transitional Provision

  • BCOBS 2.2 The fair, clear and not misleading rule

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 18th December 2019

    BCOBS 2.2 The fair, clear and not misleading rule

  • BCOBS 2.2 The fair, clear and not misleading rule

    This piece of Handbook content was changed by an instrument this month.

    Effective Date: 1st August 2019

    BCOBS 2.2 The fair, clear and not misleading rule