Latest News, Updates and Changes
SUP 13 Annex 5 Passporting: Insurance Distribution Directive
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SUP 13 Annex 5 Passporting: Insurance Distribution Directive
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SYSC 19F.2 IDD remuneration incentives
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 19F.2 IDD remuneration incentives
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insurance distribution activity
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance distribution activity
160 any of the following regulated activities carried on in relation to a contract of insurance or rights to or interests in a life policy : (a) dealing in investments as agent (article 21); (b) arran…
SYSC 28.5 Other requirements to consider
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
SYSC 28.5 Other requirements to consider
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ICOBS 6A.3 Requirements where insurance is the primary product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6A.3 Requirements where insurance is the primary product
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COBS 16A.2 General client reporting and record keeping requirements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 16A.2 General client reporting and record keeping requirements
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insurance distribution
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance distribution
160 (as defined in article 2(1) of the IDD ) the activities of advising on, proposing or carrying out other work preparatory to the conclusion of contracts of insurance, of concluding such contracts,…
ICOBS 2.3 Inducements
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 2.3 Inducements
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insurance-based investment product
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
insurance-based investment product
160 a contract of insurance which offers a maturity or surrender value and where that maturity or surrender value is wholly or partially exposed, directly or indirectly, to market fluctuations, and do…
COBS 7.4 Insurance distribution: Means of communication to clients
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
COBS 7.4 Insurance distribution: Means of communication to clients
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ICOBS 6.5 Renewals
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 6.5 Renewals
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EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
EG 3.8B Information requests and investigations under the enhanced supervision of EEA firms under the Insurance Distribution Directive
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IDD ancillary insurance intermediary
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
IDD ancillary insurance intermediary
160 any natural or legal person, other than a credit institution or an investment firm who, for remuneration, takes up or pursues the activity of insurance distribution on an ancillary basis, provided…
IDD POG Regulation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 25th May 2018
IDD POG Regulation
160 Commission Delegated Regulation (EU) 2017/2358 of 21 September 2017, supplementing the IDD of the European Parliament and of the Council with regard to product oversight and governance requirement…
IDD Regulation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 25th May 2018
IDD Regulation
160 Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017, supplementing the IDD of the European Parliament and of the Council with regard to information requirements and conduct of busi…
IDD IPID Regulation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 25th May 2018
IDD IPID Regulation
160 Commission Implementing Regulation (EU) 2017/1469 of 11 August laying down a standardised presentation format for the insurance product information document. [Note: See http://eur-lex.europa.eu/el…
IDD
This piece of Handbook content was changed by an instrument this month.
Effective Date: 25th May 2018
IDD
160 Insurance Distribution Directive, Directive (EU) 2016/97 of the European Parliament and of the Council of 20 January 2016 on insurance distribution (recast). [Note: See http://eur-lex.europa.eu/el…
data protection legislation
This piece of Handbook content was changed by an instrument this month.
Effective Date: 25th May 2018
data protection legislation
120 the General Data Protection Regulation (EU) No 2016/679 and the Data Protection Act 2018.
ICOBS 4.1A Means of communication to customers
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
ICOBS 4.1A Means of communication to customers
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PROD 1.4 Application of PROD 4
This piece of Handbook content was changed by an instrument this month.
Effective Date: 1st October 2018
PROD 1.4 Application of PROD 4
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