Latest News, Updates and Changes
Form C - Notice of ceasing to perform controlled functions including senior management functions
Publish Date: 19th October 2022
Form C - Notice of ceasing to perform controlled functions including senior management functions
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Form D Notification - Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
Publish Date: 19th October 2022
Form D Notification - Changes to personal information/application details and conduct breaches/disciplinary action related to conduct
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FCA 2022/36: Investment Firms Prudential Regime (Amendment) (No. 2) Instrument 2022
Publish Date: 30th September 2022
FCA 2022/36: Investment Firms Prudential Regime (Amendment) (No. 2) Instrument 2022
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General insurance pricing information report forms (REP021, REP021a, REP021b, REP021c, REP021d and REP021e)
Publish Date: 30th September 2022
General insurance pricing information report forms (REP021, REP021a, REP021b, REP021c, REP021d and REP021e)
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FCA 2022/34: Decision Procedure and Penalties Manual (Amendment) Instrument 2022
Publish Date: 30th September 2022
FCA 2022/34: Decision Procedure and Penalties Manual (Amendment) Instrument 2022
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FCA 2022/35: Handbook Administration (No 61) Instrument 2022
Publish Date: 30th September 2022
FCA 2022/35: Handbook Administration (No 61) Instrument 2022
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FCA 2022/32: Appointed Representatives Instrument 2022
Publish Date: 3rd August 2022
FCA 2022/32: Appointed Representatives Instrument 2022
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local authority securities
Publish Date: 1st August 2022
local authority securities
98 any of the following: (a) a non-readily realisable security or non-mass market investment (other than a unit in an unregulated collective investment scheme ) issued, or to be issued, by a local aut…
COBS 10 Annex 2 Assessing appropriateness: P2P agreements and P2P portfolios
Publish Date: 1st August 2022
COBS 10 Annex 2 Assessing appropriateness: P2P agreements and P2P portfolios
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COBS 4 Annex 3 Certified sophisticated investor statement
Publish Date: 1st August 2022
COBS 4 Annex 3 Certified sophisticated investor statement
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