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  • MAR 9 Annex 6R Notification form for changes to the membership of the management body

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 6R Notification form for changes to the membership of the management body

  • FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/12: Conduct of Business Sourcebook (Amendment) Instrument 2024

  • MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)

    Changes to this piece of Handbook content became effective this month.

    Effective Date: 5th April 2024

    MAR 9 Annex 5R Material Change in information for a Data Reporting Services Provider (DRSP)

  • Application form for authorisation to provide data reporting services

    Publish Date: 2nd April 2024

    Application form for authorisation to provide data reporting services

  • Data Reporting Services Provider (DRSP) Variation of Authorisation

    Publish Date: 2nd April 2024

    Data Reporting Services Provider (DRSP) Variation of Authorisation

  • Data Reporting Services Provider (DRSP) Cancellation of authorisation

    Publish Date: 2nd April 2024

    Data Reporting Services Provider (DRSP) Cancellation of authorisation

  • FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024

    Publish Date: 2nd April 2024

    FCA 2024/14: Financial Promotions and High-Risk Investments (Incentives) Instrument 2024

  • Data Reporting Services Provider (DRSP) Material Change in information

    Publish Date: 2nd April 2024

    Data Reporting Services Provider (DRSP) Material Change in information

  • Notification form for changes to the membership of the management body

    Publish Date: 2nd April 2024

    Notification form for changes to the membership of the management body

  • Funeral Plan Intermediaries Half Yearly Prudential_Return

    Publish Date: 28th March 2024

    Funeral Plan Intermediaries Half Yearly Prudential_Return

  • FCA 2024/16: Handbook Administration (No 69) Instrument 2024

    Publish Date: 28th March 2024

    FCA 2024/16: Handbook Administration (No 69) Instrument 2024

  • FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

    Publish Date: 28th March 2024

    FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024

  • Add an appointed representative or tied agent form

    Publish Date: 28th March 2024

    Add an appointed representative or tied agent form

  • FCA 2024/9: Fees (Special Project Fee for Restructuring) (Amendment) Instrument 2024

    Publish Date: 28th March 2024

    FCA 2024/9: Fees (Special Project Fee for Restructuring) (Amendment) Instrument 2024

  • FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024

    Publish Date: 28th March 2024

    FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024

  • FCA 2024/13: Financial Services Compensation Scheme (Management Expenses Levy Limit 2024/2025) Instrument 2024

    Publish Date: 28th March 2024

    FCA 2024/13: Financial Services Compensation Scheme (Management Expenses Levy Limit 2024/2025) Instrument 2024

  • Funeral Plan Providers Half Yearly Prudential Return

    Publish Date: 28th March 2024

    Funeral Plan Providers Half Yearly Prudential Return

  • FCA 2024/5: Handbook Administration (Supervision Manual) Amendments 2024

    Publish Date: 19th March 2024

    FCA 2024/5: Handbook Administration (Supervision Manual) Amendments 2024

  • FCA 2024/4: General Provisions (Interpretation) Instrument 2024

    Publish Date: 1st March 2024

    FCA 2024/4: General Provisions (Interpretation) Instrument 2024

  • FCA 2024/2: Supervision Manual (Professional Indemnity Insurance and Appointed Representatives) Instrument 2024

    Publish Date: 26th January 2024

    FCA 2024/2: Supervision Manual (Professional Indemnity Insurance and Appointed Representatives) Instrument 2024