Latest News, Updates and Changes

FEES App 1.3 Application Fees

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 1st April 2024

FEES App 1.3 Application Fees

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FEES App 1 Annex 1A Application Fees payable

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 1st April 2024

FEES App 1 Annex 1A Application Fees payable

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UK trading venue

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

UK trading venue

95 for the purposes of MAR 9 (and in accordance with article 2(1)(16A) MiFIR ), a UK RIE , a UK MTF or a UK OTF .

information system

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

information system

191 a device or group of interconnected or related devices, one or more of which, pursuant to a programme, automatically processes computer data, as well as computer data stored, processed, retrieved…

data vendor

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

data vendor

155 a person whose regular occupation or business is the collection, processing and supply of financial market data for use by third parties.

MiFIR investment firm

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

MiFIR investment firm

165 an investment firm which is either an investment firm to which article 1(2) of MiFIR applies or a third country investment firm to which GEN 2.2.22AR applies.

historical data

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

historical data

56 a database of all the information published by the operator of the CTP for bonds on trades in date and time order, including any amendments or cancellations subsequent to those trades taking place.

consolidated tape for bonds

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

consolidated tape for bonds

277 a consolidated tape for bonds excluding exchange traded commodities and exchange traded notes.

MAR 9.2C Financial resources requirements for consolidated tape providers

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

MAR 9.2C Financial resources requirements for consolidated tape providers

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MAR 9.2D Complaints concerning the performance of a CTP

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

MAR 9.2D Complaints concerning the performance of a CTP

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MAR 9.2B Operating requirements

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

MAR 9.2B Operating requirements

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MAR 9.2A Consolidated tape providers

This piece of Handbook content was changed by an instrument this month.

Changes to this piece of Handbook content became effective this month.

Effective Date: 5th April 2024

MAR 9.2A Consolidated tape providers

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EMIRR

This piece of Handbook content was changed by an instrument this month.

Effective Date: 30th September 2024

EMIRR

164 European Market Infrastructure Regulation Rules sourcebook…

EMIRR 1.1 Application

This piece of Handbook content was changed by an instrument this month.

Effective Date: 30th September 2024

EMIRR 1.1 Application

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EMIRR 1.3 Definitions

This piece of Handbook content was changed by an instrument this month.

Effective Date: 30th September 2024

EMIRR 1.3 Definitions

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