Latest News, Updates and Changes
FCA 2024/13: Financial Services Compensation Scheme (Management Expenses Levy Limit 2024/2025) Instrument 2024
This instrument was made in the last month.
Publish Date: 28th March 2024
FCA 2024/13: Financial Services Compensation Scheme (Management Expenses Levy Limit 2024/2025) Instrument 2024
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FCA 2024/16: Handbook Administration (No 69) Instrument 2024
This instrument was made in the last month.
Publish Date: 28th March 2024
FCA 2024/16: Handbook Administration (No 69) Instrument 2024
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FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024
This instrument was made in the last month.
Publish Date: 28th March 2024
FOS 2024/1: Financial Ombudsman Service Case Fees and Voluntary Jurisdiction Levy 2024/2025: Fees and Dispute Resolution: Complaints (Amendments) Instrument 2024
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FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024
This instrument was made in the last month.
Publish Date: 28th March 2024
FCA 2024/8: Periodic Fees (2024/2025) and Other Fees Instrument 2024
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FCA 2024/5: Handbook Administration (Supervision Manual) Amendments 2024
This instrument was made in the last month.
Publish Date: 19th March 2024
FCA 2024/5: Handbook Administration (Supervision Manual) Amendments 2024
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FEES App 1.3 Application Fees
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 1.3 Application Fees
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FEES App 1 Annex 1A Application Fees payable
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 1st April 2024
FEES App 1 Annex 1A Application Fees payable
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UK trading venue
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
UK trading venue
95 for the purposes of MAR 9 (and in accordance with article 2(1)(16A) MiFIR ), a UK RIE , a UK MTF or a UK OTF .
information system
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
information system
191 a device or group of interconnected or related devices, one or more of which, pursuant to a programme, automatically processes computer data, as well as computer data stored, processed, retrieved…
data vendor
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
data vendor
155 a person whose regular occupation or business is the collection, processing and supply of financial market data for use by third parties.
MiFIR investment firm
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MiFIR investment firm
165 an investment firm which is either an investment firm to which article 1(2) of MiFIR applies or a third country investment firm to which GEN 2.2.22AR applies.
historical data
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
historical data
56 a database of all the information published by the operator of the CTP for bonds on trades in date and time order, including any amendments or cancellations subsequent to those trades taking place.
consolidated tape for bonds
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
consolidated tape for bonds
277 a consolidated tape for bonds excluding exchange traded commodities and exchange traded notes.
MAR 9.2C Financial resources requirements for consolidated tape providers
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.2C Financial resources requirements for consolidated tape providers
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MAR 9.2D Complaints concerning the performance of a CTP
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.2D Complaints concerning the performance of a CTP
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MAR 9.2B Operating requirements
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.2B Operating requirements
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MAR 9.2A Consolidated tape providers
This piece of Handbook content was changed by an instrument this month.
Changes to this piece of Handbook content became effective this month.
Effective Date: 5th April 2024
MAR 9.2A Consolidated tape providers
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EMIRR
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR
164 European Market Infrastructure Regulation Rules sourcebook…
EMIRR 1.1 Application
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.1 Application
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EMIRR 1.3 Definitions
This piece of Handbook content was changed by an instrument this month.
Effective Date: 30th September 2024
EMIRR 1.3 Definitions
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